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SERGIO ANDRES FITZGERALD BAEZ
SERGIO ANDRES FITGERALD-BAEZ
CRD#: 6403489
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 Citi Private Bank
201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3
Miami, FL 33131
Registration History
Oct2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20263 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 8/22/2022

B
Montana 8/22/2022

B
Alaska 8/22/2022

B
Nebraska 8/22/2022

B
Arizona 8/22/2022

B
Nevada 8/22/2022

B
Arkansas 8/22/2022

B
New Hampshire 8/22/2022

B
California 8/22/2022

B
New Jersey 8/22/2022

B
Colorado 6/2/2022

B
New Mexico 8/22/2022

B
Connecticut 8/22/2022

B
New York 8/22/2022

B
Delaware 8/22/2022

B
North Carolina 8/22/2022

B
District of Columbia 6/2/2022

B
North Dakota 8/22/2022

B
Florida 6/2/2022

B
Ohio 8/24/2022

IA
Florida 8/23/2022

B
Oklahoma 8/22/2022

B
Georgia 8/22/2022

B
Oregon 8/22/2022

B
Hawaii 8/22/2022

B
Pennsylvania 8/22/2022

B
Idaho 8/22/2022

B
Puerto Rico 6/2/2022

B
Illinois 8/22/2022

B
Rhode Island 8/22/2022

B
Indiana 8/22/2022

B
South Carolina 8/22/2022

B
Iowa 8/22/2022

B
South Dakota 8/22/2022

B
Kansas 8/22/2022

B
Tennessee 8/22/2022

B
Kentucky 8/22/2022

B
Texas 8/22/2022

B
Louisiana 6/2/2022

B
Utah 8/22/2022

B
Maine 8/22/2022

B
Vermont 8/22/2022

B
Maryland 6/2/2022

B
Virgin Islands 8/22/2022

B
Massachusetts 8/22/2022

B
Virginia 8/22/2022

B
Michigan 8/22/2022

B
Washington 8/22/2022

B
Minnesota 8/22/2022

B
West Virginia 8/22/2022

B
Mississippi 8/22/2022

B
Wisconsin 8/22/2022

B
Missouri 8/22/2022

B
Wyoming 8/22/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
Miami, FL
Registered with this firm since 8/23/2022

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
Miami, FL
Registered with this firm since 6/2/2022

B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
Citi Private Bank 201 S. Biscayne Blvd, FL 31 Ste 3100 & FL 33 Ste 3, Miami, FL 33131
Miami, FL
Registered with this firm since 6/2/2022

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.