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Detailed Report
DUSTIN C SUTTON
CRD#: 6403399
IA
Investment Adviser
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Previous Broker
AE WEALTH MANAGEMENT, LLCCRD#: 282580 3780 S West Temple Dr
Ste 101
Salt Lake City, UT 84115
Registration History
201520162017201820192020202120222023202420252026IAAE WEALTH MANAGEMENT, LLC (CRD# 282580)2024 - Present (<1 year)BONEAMERICA SECURITIES, INC. (CRD# 4173)2016 - 2024 (8 years)BQUESTAR CAPITAL CORPORATION (CRD# 43100)2015 - 2015 (<1 year)
License(s)

State Registrations

IA
Utah 4/26/2024
Current Registration(s)
IA
AE WEALTH MANAGEMENT, LLC (CRD#:282580)
3780 S West Temple Dr Ste 101, Salt Lake City, UT 84115
Registered with this firm since 4/26/2024
Previous Registration(s)
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 03/01/2016 - 05/22/2024 ONEAMERICA SECURITIES, INC. (CRD#:4173) Salt Lake City, UT
B
 03/23/2015 - 12/14/2015 QUESTAR CAPITAL CORPORATION (CRD#:43100) WEST JORDAN, UT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.