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Mark W Caprio
MARK WILLIAM CAPRIO
CRD#: 6402654
IA
B
MORGAN STANLEYCRD#: 149777 28 State Street 26Th Floor
Boston, MA 02110
Boston, MA 02110
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Disclosures
10
Years of Experience
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State Registrations
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Alabama 11/21/2022
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Nebraska 11/21/2022
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Alaska 11/21/2022
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Nevada 11/21/2022
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Arizona 11/21/2022
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New Hampshire 11/21/2022
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Arkansas 11/21/2022
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New Jersey 11/21/2022
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California 11/21/2022
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New Mexico 11/21/2022
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Colorado 11/21/2022
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New York 11/21/2022
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Connecticut 11/21/2022
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North Carolina 11/21/2022
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Connecticut 11/21/2022
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North Dakota 11/21/2022
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Delaware 11/21/2022
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Ohio 11/21/2022
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District of Columbia 11/21/2022
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Oklahoma 11/21/2022
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Florida 11/21/2022
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Oregon 11/21/2022
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Georgia 11/21/2022
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Pennsylvania 11/21/2022
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Hawaii 11/21/2022
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Puerto Rico 11/21/2022
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Idaho 11/21/2022
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Rhode Island 11/21/2022
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Illinois 11/21/2022
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Rhode Island 11/21/2022
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Indiana 11/21/2022
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South Carolina 11/21/2022
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Iowa 11/21/2022
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South Dakota 11/21/2022
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Kansas 11/21/2022
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Tennessee 11/21/2022
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Kentucky 11/21/2022
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Texas 11/21/2022
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Louisiana 11/21/2022
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Texas 11/21/2022
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Maine 11/21/2022
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Utah 11/21/2022
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Maryland 11/21/2022
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Vermont 11/21/2022
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Massachusetts 11/21/2022
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Virgin Islands 11/21/2022
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Michigan 11/21/2022
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Virginia 11/21/2022
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Minnesota 11/21/2022
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Washington 11/21/2022
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Mississippi 11/21/2022
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West Virginia 11/21/2022
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Missouri 11/21/2022
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Wisconsin 11/21/2022
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Montana 11/21/2022
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Wyoming 11/21/2022
SRO Registrations
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Registered with this firm since 11/21/2022
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Registered with this firm since 11/21/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/26/2018 - 10/28/2022 | Lincoln, RI | |
B | 11/14/2014 - 10/28/2022 | LINCOLN, RI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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