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Adriana Estefania Soto
ADRIANA ESTEFANIA SOTO, Adriana Soto
CRD#: 6401776
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Costa Mesa, CA
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - 2022 (5 years)2 FIRMS2022 - Present (2 years)BSIGMA FINANCIAL CORPORATION (CRD# 14303)2017 - 2017 (<1 year)
License(s)

State Registrations

B
California 7/17/2023

B
Michigan 8/23/2022

IA
California 7/17/2023

IA
Michigan 8/23/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Costa Mesa, CA
Registered with this firm since 8/23/2022

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
Costa Mesa, CA
Registered with this firm since 8/23/2022

Previous Registration(s)
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IA
11/22/2017 - 08/15/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
B
07/24/2017 - 08/15/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FARMINGTON HILLS, MI
B
06/21/2017 - 07/10/2017 SIGMA FINANCIAL CORPORATION (CRD#:14303) ANN ARBOR, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.