Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2019 - 2019 (<1 year)2 FIRMS2015 - 2019 (3 years)3 FIRMS2020 - Present (4 years)
Disclosure(s)
View By:
5/15/2019
Judgment / Lien
License(s)

State Registrations

B
California 1/4/2022
IA
Florida 5/7/2020
B
Florida 5/4/2020
B
Puerto Rico 1/6/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LINCOLN INVESTMENT (CRD#:519)
Miami, FL
Registered with this firm since 5/11/2020
IA
CAPITAL ANALYSTS (CRD#:162200)
1410 Piedmont Drive East, Tallahassee, FL 32308
Registered with this firm since 5/7/2020
B
LINCOLN INVESTMENT (CRD#:519)
Miami, FL
Registered with this firm since 5/4/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/25/2019 - 09/23/2019 INSPIRE ADVISORS, LLC (CRD#:300279) Miami, FL
IA
 02/07/2019 - 02/26/2019 INSPIRE (CRD#:171988) Miami, FL
IA
 04/15/2015 - 01/16/2019 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Miami, FL
B
 02/19/2015 - 01/16/2019 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) Miami, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.