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Detailed Report
Charles Barfield Dixon
CRD#: 6401074
IA
Investment Adviser
B
Broker
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 Edgewater, MD
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 Edgewater, MD
Registration History
2014201520162017201820192020202120222023202420252026IAFIRST COMMAND ADVISORY SERVICES (CRD# 281958)2015 - Present (9 years)BFIRST COMMAND BROKERAGE SERVIC... (CRD# 3641)2014 - Present (10 years)IAFIRST COMMAND FINANCIAL PLANNI... (CRD# 3641)2014 - 2015 (1 year)
License(s)

State Registrations

B
Maryland 11/7/2014
B
Pennsylvania 5/5/2017
IA
Maryland 12/15/2015
B
Texas 8/18/2022
B
New York 8/18/2022
IA
Texas 8/19/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIRST COMMAND ADVISORY SERVICES (CRD#:281958)
Edgewater, MD
Registered with this firm since 12/15/2015
B
FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641)
Edgewater, MD
Registered with this firm since 10/22/2014
Previous Registration(s)
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IA
 11/07/2014 - 12/15/2015 FIRST COMMAND FINANCIAL PLANNING, INC. (CRD#:3641) ANNAPOLIS, MD
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.