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ELIZABETH STOCKWELL
CRD#: 6398497
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 25 Long Creek Dr.
Ste E
South Portland, ME 04106
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 25 Long Creek Drive
Ste E
S. Portland, ME 04106
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2022 - Present (2 years)BCANTELLA & CO., INC. (CRD# 13905)2020 - 2022 (2 years)BINDEPENDENT FINANCIAL GROUP, LLC (CRD# 7717)2019 - 2019 (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2015 - 2019 (4 years)IACANTELLA & CO., INC. (CRD# 13905)2020 - 2023 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2016 - 2019 (3 years)
Disclosure(s)
View By:
2/18/2021
Regulatory
Final
10/6/2020
Regulatory
Final
8/1/2019
Regulatory
Final
3/19/2019
Employment Separation After Allegations
License(s)

State Registrations

B
Alaska 12/9/2022

B
New Hampshire 12/9/2022

B
Arizona 10/10/2024

B
New Jersey 12/9/2022

B
Connecticut 12/9/2022

B
New York 12/9/2022

B
Florida 12/9/2022

B
North Carolina 1/15/2025

IA
Maine 12/8/2022

B
Ohio 10/30/2023

B
Maine 12/9/2022

B
Rhode Island 12/9/2022

B
Michigan 12/9/2022

B
Vermont 12/9/2022

B
Minnesota 1/3/2025

B
Virginia 1/2/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
25 Long Creek Dr. Ste E, South Portland, ME 04106
Registered with this firm since 12/8/2022

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
25 Long Creek Drive Ste E, S. Portland, ME 04106
Registered with this firm since 12/9/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/27/2020 - 06/08/2023 CANTELLA & CO., INC. (CRD#:13905) S. Portland, ME
B
08/14/2020 - 12/09/2022 CANTELLA & CO., INC. (CRD#:13905) S. Portland, ME
B
06/27/2019 - 08/09/2019 INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717) SCARBOROUGH, ME
IA
02/08/2016 - 04/15/2019 LPL FINANCIAL LLC (CRD#:6413) SOUTH PORTLAND, ME
B
04/13/2015 - 04/15/2019 LPL FINANCIAL LLC (CRD#:6413) SOUTH PORTLAND, ME
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.