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Detailed Report
CARLOS GABRIEL SOLANO MONESTEL
CARLOS GABRIEL SOLANO MR., CARLOS GABRIEL SOLANO, CARLOS GABRIEL SOLANO-MONESTEL
CRD#: 6398462
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 1991 Summit Park Drive
Orlando, FL 32810-5900
CHARLES SCHWAB & CO., INC.CRD#: 5393 1991 Summit Park Drive
Orlando, FL 32810
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - 2019 (1 year)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2015 - 2018 (3 years)BCITI INTERNATIONAL FINANCIAL S... (CRD# 17053)2015 - 2015 (<1 year)BCITI INTERNATIONAL FINANCIAL S... (CRD# 17053)2014 - 2015 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2017 - 2018 (1 year)
License(s)

State Registrations

B
Arizona 8/13/2024
B
Nevada 2/23/2022
B
Arkansas 3/7/2024
B
New Jersey 1/16/2024
B
California 8/6/2021
B
New York 9/15/2021
B
Colorado 11/8/2022
B
North Carolina 1/16/2024
B
Connecticut 8/6/2021
B
Ohio 9/17/2021
B
District of Columbia 9/15/2021
B
Puerto Rico 7/15/2021
B
Florida 5/3/2021
B
South Carolina 3/5/2025
IA
Florida 5/25/2021
B
Texas 5/3/2021
B
Illinois 9/15/2021
IA
Texas 6/3/2021
B
Maryland 8/6/2021
B
Virgin Islands 3/7/2024
B
Massachusetts 11/8/2022
B
Virginia 8/6/2021
B
Michigan 6/5/2024
B
Washington 11/8/2022
B
Minnesota 11/8/2022
B
Wyoming 11/8/2022

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
1991 Summit Park Drive, Orlando, FL 32810-5900
Registered with this firm since 5/25/2021
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
1991 Summit Park Drive, Orlando, FL 32810
Registered with this firm since 5/3/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/29/2019 - 04/01/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) San Antonio, TX
B
 05/29/2019 - 04/01/2021 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) San Antonio, TX
IA
 04/27/2018 - 05/21/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
B
 04/27/2018 - 05/21/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN ANTONIO, TX
IA
 01/18/2017 - 05/15/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) San Antonio, TX
B
 05/27/2015 - 05/15/2018 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) San Antonio, TX
B
 02/05/2015 - 05/04/2015 CITI INTERNATIONAL FINANCIAL SERVICES LLC (CRD#:17053) SAN JUAN, PR
B
 09/25/2014 - 01/16/2015 CITI INTERNATIONAL FINANCIAL SERVICES LLC (CRD#:17053) SAN JOSÉ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.