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Detailed Report
Caroline S Camp
CAROLINE STANEK CAMP, Caroline Sue Stanek
CRD#: 6397828
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 225 South 6th Street
Minneapolis, MN 55402
Registration History
201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - 2024 (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2016 - 2021 (5 years)BMORGAN STANLEY (CRD# 149777)2016 - 2016 (<1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2023 - 2024 (<1 year)
License(s)

State Registrations

B
Arizona 6/7/2024
B
New Jersey 6/7/2024
B
California 6/7/2024
B
New Mexico 6/7/2024
B
Colorado 6/7/2024
B
New York 6/7/2024
B
Connecticut 6/7/2024
B
North Carolina 6/7/2024
B
Delaware 6/7/2024
B
North Dakota 6/7/2024
B
District of Columbia 2/19/2025
B
Ohio 6/7/2024
B
Florida 6/7/2024
B
Oklahoma 6/7/2024
B
Georgia 6/7/2024
B
Oregon 6/7/2024
B
Hawaii 6/7/2024
B
Pennsylvania 6/7/2024
B
Illinois 6/7/2024
B
Rhode Island 6/7/2024
B
Indiana 6/7/2024
B
South Carolina 6/7/2024
B
Iowa 6/7/2024
B
South Dakota 6/7/2024
B
Maryland 6/7/2024
B
Tennessee 6/7/2024
B
Massachusetts 6/7/2024
B
Texas 6/7/2024
B
Michigan 6/7/2024
IA
Texas 6/7/2024
B
Minnesota 6/7/2024
B
Utah 6/7/2024
IA
Minnesota 6/7/2024
B
Vermont 11/11/2024
B
Missouri 8/12/2024
B
Virginia 6/7/2024
B
Nevada 6/7/2024
B
Washington 6/7/2024
B
New Hampshire 6/7/2024
B
Wisconsin 6/7/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
225 South 6th Street, Minneapolis, MN 55402
Registered with this firm since 6/7/2024
B
MORGAN STANLEY (CRD#:149777)
225 South 6th Street, Minneapolis, MN 55402
Registered with this firm since 6/7/2024
Previous Registration(s)
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IA
 06/05/2023 - 05/13/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
B
 12/08/2021 - 05/13/2024 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WAYZATA, MN
B
 10/06/2016 - 12/15/2021 UBS FINANCIAL SERVICES INC. (CRD#:8174) BLOOMINGTON, MN
B
 06/07/2016 - 09/30/2016 MORGAN STANLEY (CRD#:149777) BLOOMINGTON, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.