• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
SAAHIL KUMAR JAIN
CRD#: 6397597
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 3655 NOBEL DRIVE
SUITE 140
SAN DIEGO, CA 92122
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2023 (8 years)2 FIRMS2023 - Present (1 year)BMORGAN STANLEY (CRD# 149777)2023 - 2023 (<1 year)
License(s)

State Registrations

B
California 8/21/2023

IA
California 8/21/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
3655 NOBEL DRIVE SUITE 140, SAN DIEGO, CA 92122
San Diego, CA
Registered with this firm since 8/21/2023

B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
3655 NOBEL DRIVE SUITE 140, SAN DIEGO, CA 92122
San Diego, CA
Registered with this firm since 8/21/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/20/2015 - 08/14/2023 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) San Diego, CA
B
03/24/2023 - 08/14/2023 MORGAN STANLEY (CRD#:149777) San Diego, CA
B
01/20/2015 - 08/14/2023 E*TRADE SECURITIES LLC (CRD#:29106) San Diego, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.