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KIM S SEYMOUR
Kim Suzanne NICHOLSON, Kim Suzanne Seymour
CRD#: 6397494
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 5200 N. TAMIAMI TRAIL
SUITES 103, 201 - 204
NAPLES, FL 34103
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 5200 N. TAMIAMI TRAIL
SUITES 103, 201 - 204
NAPLES, FL 34103
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - 2020 (3 years)2 FIRMS2020 - 2022 (2 years)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2023 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2022 - Present (2 years)BMORGAN STANLEY (CRD# 149777)2014 - 2016 (1 year)IAMORGAN STANLEY (CRD# 149777)2015 - 2016 (1 year)
License(s)

State Registrations

B
Alabama 1/31/2023

B
Minnesota 2/9/2023

B
Arizona 1/23/2023

B
Missouri 2/9/2023

B
California 2/2/2023

B
Nevada 2/9/2023

B
Colorado 1/9/2023

B
New Hampshire 2/9/2023

B
Connecticut 1/10/2023

B
New Jersey 2/9/2023

B
Delaware 2/9/2023

B
New York 2/9/2023

B
District of Columbia 1/9/2023

B
North Carolina 2/9/2023

B
Florida 12/19/2022

B
Ohio 1/10/2023

IA
Florida 1/28/2023

B
Oregon 2/9/2023

B
Georgia 2/9/2023

B
Pennsylvania 2/9/2023

B
Idaho 1/10/2023

B
Rhode Island 2/9/2023

B
Illinois 2/8/2023

B
South Carolina 2/9/2023

B
Indiana 2/9/2023

B
Tennessee 2/9/2023

B
Iowa 2/3/2023

B
Texas 2/9/2023

B
Kentucky 2/9/2023

IA
Texas 3/22/2023

B
Louisiana 1/9/2023

B
Vermont 2/9/2023

B
Maine 1/24/2023

B
Virginia 2/9/2023

B
Maryland 1/9/2023

B
Washington 2/9/2023

B
Massachusetts 2/9/2023

B
West Virginia 1/11/2024

B
Michigan 2/9/2023

B
Wisconsin 2/9/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
5200 N. TAMIAMI TRAIL SUITES 103, 201 - 204, NAPLES, FL 34103
Registered with this firm since 1/28/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
5200 N. TAMIAMI TRAIL SUITES 103, 201 - 204, NAPLES, FL 34103
NAPLES, FL
Registered with this firm since 12/19/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/30/2020 - 09/29/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Naples, FL
B
01/24/2020 - 09/29/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) NAPLES, FL
IA
10/12/2016 - 02/07/2020 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) VENICE, FL
B
09/20/2016 - 02/07/2020 VALIC FINANCIAL ADVISORS, INC. (CRD#:42803) VENICE, FL
IA
01/27/2015 - 09/19/2016 MORGAN STANLEY (CRD#:149777) NAPLES, FL
B
11/25/2014 - 09/19/2016 MORGAN STANLEY (CRD#:149777) NAPLES, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.