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Eileen Hope Rowley
CRD#: 6396913
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 Danville, CA
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 9/17/2020

B
Missouri 10/28/2020

B
California 11/24/2017

B
Nevada 9/17/2020

IA
California 11/24/2017

B
New Jersey 9/17/2020

B
Colorado 9/15/2020

IA
New Jersey 4/19/2024

B
District of Columbia 6/22/2022

B
New Mexico 9/17/2020

B
Florida 9/15/2020

B
New York 9/17/2020

B
Hawaii 9/15/2020

B
Oregon 9/17/2020

B
Illinois 8/17/2021

B
Pennsylvania 8/17/2021

B
Massachusetts 9/17/2020

B
Texas 9/15/2020

B
Minnesota 8/17/2021

IA
Texas 11/2/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Danville, CA
Summit, NJ
Registered with this firm since 11/24/2017

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
Danville, CA
Summit, NJ
Registered with this firm since 10/24/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.