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Don G Banks
DJ BANKS JR, DJ BANKS, DON G BANKS JR, DON GENE BANKS JR., Don Gene Banks jr…
CRD#: 6396734
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2211 FORSYTHE AVE
MONROE, LA 71201
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - 2020 (1 year)2 FIRMS2020 - 2021 (1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2024 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2015 - 2016 (<1 year)BWOODMEN FINANCIAL SERVICES, INC. (CRD# 117365)2014 - 2015 (<1 year)IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2022 - 2024 (1 year)
License(s)

State Registrations

B
Arizona 7/22/2024

B
North Carolina 4/10/2024

B
Arkansas 7/22/2024

B
Tennessee 8/2/2024

B
Florida 7/22/2024

IA
Texas 4/9/2024

B
Louisiana 4/10/2024

B
Texas 4/10/2024

IA
Louisiana 5/10/2024

B
Washington 12/23/2024

B
Mississippi 7/22/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2211 FORSYTHE AVE, MONROE, LA 71201
700 NORTH FOURTH STREET, MONROE, LA 71201
Registered with this firm since 4/9/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2211 FORSYTHE AVE, MONROE, LA 71201
700 NORTH FOURTH STREET, MONROE, LA 71201
Registered with this firm since 4/10/2024

Previous Registration(s)
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08/11/2022 - 04/26/2024 EDELMAN FINANCIAL ENGINES (CRD#:104510) MONROE, LA
IA
01/12/2022 - 08/11/2022 ALIGHT FINANCIAL ADVISORS, LLC (CRD#:158744) Monroe, LA
B
01/12/2022 - 08/11/2022 ALIGHT FINANCIAL SOLUTIONS, LLC (CRD#:36509) CHICAGO, IL
IA
11/06/2020 - 12/31/2021 ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524) Monroe, LA
B
11/06/2020 - 12/31/2021 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) MONROE, LA
IA
12/04/2018 - 11/10/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MONROE, LA
B
12/04/2018 - 11/10/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MONROE, LA
IA
05/11/2016 - 12/05/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MONROE, LA
B
03/23/2016 - 12/05/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MONROE, LA
B
07/27/2015 - 03/21/2016 NYLIFE SECURITIES LLC (CRD#:5167) MONROE, LA
B
10/31/2014 - 07/01/2015 WOODMEN FINANCIAL SERVICES, INC. (CRD#:117365) West Monroe, LA
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Broker
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Investment Adviser
Disclosures
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