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Detailed Report
ERIC ROBINSON MOSS
ERIC R MOSS
CRD#: 6396665
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Investment Adviser
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Previous Broker
GREYSTONE FINANCIAL GROUP, LLCCRD#: 306595 2450 COLORADO AVE
SUITE 100E
SANTA MONICA, CA 90404
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (1 year)3 FIRMS2017 - 2020 (3 years)IAGREYSTONE FINANCIAL GROUP, LLC (CRD# 306595)2021 - Present (4 years)
License(s)

State Registrations

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California 2/5/2021
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Michigan 3/8/2023
Current Registration(s)
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GREYSTONE FINANCIAL GROUP, LLC (CRD#:306595)
2450 COLORADO AVE SUITE 100E, SANTA MONICA, CA 90404
Registered with this firm since 2/5/2021
Previous Registration(s)
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 06/05/2017 - 12/17/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) Santa Monica, CA
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 06/05/2017 - 12/17/2020 TD AMERITRADE, INC. (CRD#:7870) SANTA MONICA, CA
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 06/05/2017 - 12/17/2020 TD AMERITRADE, INC. (CRD#:7870) SANTA MONICA, CA
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 10/07/2015 - 06/06/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
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 08/04/2015 - 06/06/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.