Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ANDRES ESCOBAR
CRD#: 6396056
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 15200 W SUNSET BLVD
PACIFIC PALISADES, CA 90272
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 5/4/2022
B
Montana 3/15/2023
B
California 11/22/2017
B
Nevada 3/9/2023
IA
California 11/22/2017
B
New Jersey 4/10/2018
B
Colorado 1/31/2024
B
New Mexico 3/2/2018
B
Connecticut 7/14/2023
B
New York 11/1/2018
B
Delaware 4/29/2024
B
North Carolina 4/4/2023
B
Florida 8/30/2022
B
Ohio 8/22/2019
B
Georgia 10/19/2018
B
Oregon 8/22/2019
B
Hawaii 9/6/2018
B
Pennsylvania 2/10/2025
B
Illinois 1/9/2024
B
Texas 11/22/2017
B
Iowa 1/5/2022
IA
Texas 11/22/2017
B
Maryland 6/2/2021
B
Utah 4/5/2023
B
Massachusetts 4/4/2023
B
Washington 12/3/2021
B
Michigan 1/22/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
15200 W SUNSET BLVD, PACIFIC PALISADES, CA 90272
2701 Wilshire Blvd, SANTA MONICA, CA 90403
Registered with this firm since 11/22/2017
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
15200 W SUNSET BLVD, PACIFIC PALISADES, CA 90272
2701 Wilshire Blvd, SANTA MONICA, CA 90403
Registered with this firm since 11/22/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/19/2014 - 11/28/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CENTURY CITY, CA
B
 10/20/2014 - 11/28/2017 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CENTURY CITY, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.