Individual Firm
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MATTHEW CRAIG HALL
Matthew Hall
CRD#: 6395478
IA
B
OSAIC WEALTH, INC.CRD#: 23131 8816 SIX FORKS ROAD
SUITE 301
RALEIGH, NC 27615
SUITE 301
RALEIGH, NC 27615
0
Disclosures
8
Years of Experience
View By:
State Registrations
B
Colorado 2/10/2023
B
Ohio 1/18/2024
B
District of Columbia 2/10/2021
B
Pennsylvania 10/8/2024
B
Georgia 1/21/2021
B
Texas 1/26/2023
B
Indiana 10/8/2024
IA
Texas 10/13/2023
B
Kentucky 1/4/2023
B
Virginia 10/27/2020
IA
North Carolina 10/27/2020
IA
Virginia 10/27/2020
B
North Carolina 10/28/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/27/2020
B
Registered with this firm since 10/27/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/08/2020 - 08/21/2020 | RALEIGH, NC | |
B | 01/08/2020 - 08/21/2020 | RALEIGH, NC | |
IA | 02/01/2018 - 01/13/2020 | NORFOLK, VA | |
B | 02/01/2018 - 01/13/2020 | NORFOLK, VA | |
IA | 02/23/2016 - 12/08/2017 | RALEIGH, NC | |
B | 01/13/2016 - 12/08/2017 | RALEIGH, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.