Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ROBERT ANDREW MARTIN
Rob A Martin
CRD#: 6394982
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5 BEDFORD FARMS
FL 3
BEDFORD, NH 03110-6531
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - Present (8 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2014 - 2015 (1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2015 - 2015 (<1 year)
License(s)

State Registrations

B
Arizona 1/30/2019
B
New York 2/20/2019
B
California 7/23/2019
B
North Carolina 1/30/2019
B
Colorado 10/4/2024
B
Ohio 9/13/2024
B
Connecticut 2/20/2019
B
Oregon 12/20/2021
B
Florida 7/16/2018
B
Pennsylvania 3/4/2019
B
Hawaii 1/7/2025
B
Rhode Island 9/4/2018
B
Indiana 10/24/2023
B
South Carolina 7/23/2019
B
Iowa 6/17/2020
B
Tennessee 2/12/2021
B
Maine 2/25/2019
B
Texas 6/17/2020
B
Massachusetts 10/31/2016
IA
Texas 6/18/2020
B
Michigan 8/18/2023
B
Virginia 2/20/2019
B
New Hampshire 10/31/2016
B
Washington 4/15/2020
IA
New Hampshire 10/31/2016
B
Wisconsin 6/17/2020
B
New Jersey 1/23/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5 BEDFORD FARMS FL 3, BEDFORD, NH 03110-6531
Nashua, NH
Registered with this firm since 10/31/2016
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5 BEDFORD FARMS FL 3, BEDFORD, NH 03110-6531
Nashua, NH
Registered with this firm since 10/31/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/03/2015 - 09/06/2016 CITIZENS SECURITIES, INC. (CRD#:39550) WINDHAM, NH
B
 11/03/2015 - 09/06/2016 CITIZENS SECURITIES, INC. (CRD#:39550) WINDHAM, NH
IA
 03/04/2015 - 10/15/2015 STRATEGIC ADVISERS, INC. (CRD#:104555) MERRIMACK, NH
B
 10/10/2014 - 10/14/2015 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) MERRIMACK, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.