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Detailed Report
CONNIE PERRIN LIEUX
CONNIE ELIZABETH PERRIN LIEUX, Connie Elizabeth Perrin
CRD#: 6394876
IA
Investment Adviser
B
Broker
CWM, LLCCRD#: 155344 Baton Rouge, LA
CETERA ADVISOR NETWORKS LLCCRD#: 13572 14600 BRANCH STREET
OMAHA, NE 68154
Registration History
20172018201920202021202220232024202520262 FIRMS2023 - Present (2 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2017 - 2023 (5 years)IATHE SHOBE FINANCIAL GROUP (CRD# 114975)2018 - 2023 (5 years)
License(s)

State Registrations

B
Louisiana 3/13/2023
B
Nebraska 6/1/2023
IA
Louisiana 3/13/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
Baton Rouge, LA
Registered with this firm since 3/13/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
14600 BRANCH STREET, OMAHA, NE 68154
Registered with this firm since 3/13/2023
Previous Registration(s)
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IA
 01/10/2018 - 05/11/2023 THE SHOBE FINANCIAL GROUP (CRD#:114975) BATON ROUGE, LA
B
 09/08/2017 - 03/16/2023 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) BATON ROUGE, LA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.