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MICHAEL ROBERT WESTFALL
CRD#: 6394729
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
20172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Arizona 4/13/2018

B
New Hampshire 3/27/2023

B
Arkansas 7/6/2020

B
New Jersey 4/13/2018

B
California 4/13/2018

B
New Mexico 11/4/2019

B
Colorado 4/13/2018

B
New York 4/13/2018

B
Connecticut 4/13/2018

B
North Carolina 4/15/2018

B
Delaware 4/13/2018

B
Ohio 4/13/2018

B
Florida 4/13/2018

B
Oklahoma 9/3/2024

B
Georgia 4/13/2018

B
Oregon 4/25/2023

B
Illinois 11/21/2017

B
Pennsylvania 4/13/2018

IA
Illinois 11/21/2017

B
Puerto Rico 3/11/2021

B
Indiana 4/13/2018

B
South Carolina 7/6/2020

B
Iowa 4/13/2018

B
South Dakota 7/6/2020

B
Kansas 4/13/2018

B
Tennessee 6/18/2020

B
Kentucky 4/13/2018

B
Texas 4/13/2018

B
Louisiana 3/22/2023

IA
Texas 4/13/2018

B
Maryland 4/13/2018

B
Utah 4/13/2018

B
Massachusetts 4/13/2018

B
Vermont 8/14/2023

B
Michigan 4/13/2018

B
Virginia 7/6/2020

B
Minnesota 4/13/2018

B
West Virginia 9/12/2023

B
Missouri 4/13/2018

B
Wisconsin 4/13/2018

B
Nebraska 4/13/2018

B
Wyoming 4/13/2018

B
Nevada 1/12/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 11/21/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 4/17/2017

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.