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ROBERT CHRISTOPHER GALE
Robert Gale
CRD#: 6393854
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
PBIG - CHICAGO
CHICAGO, IL 60606
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - 2018 (2 years)
License(s)

State Registrations

B
Arizona 4/18/2018

B
Minnesota 4/18/2018

B
California 4/18/2018

B
Missouri 1/15/2021

B
Colorado 4/18/2018

B
Nebraska 4/18/2018

B
Connecticut 6/18/2019

B
Nevada 6/5/2024

B
Delaware 4/18/2018

B
New Hampshire 9/14/2021

B
District of Columbia 6/18/2019

B
New Jersey 5/18/2023

B
Florida 4/18/2018

B
New York 4/18/2018

B
Georgia 5/30/2024

B
North Carolina 6/18/2024

B
Illinois 4/16/2018

B
Ohio 4/18/2018

IA
Illinois 5/1/2018

B
Pennsylvania 11/3/2022

B
Indiana 4/18/2018

B
Tennessee 6/18/2019

B
Iowa 4/18/2018

B
Texas 4/18/2018

B
Kansas 1/15/2021

IA
Texas 10/22/2018

B
Kentucky 4/18/2018

B
Virgin Islands 4/18/2018

B
Maine 3/3/2021

B
Virginia 4/18/2018

B
Maryland 9/5/2024

B
Washington 7/15/2024

B
Massachusetts 6/18/2019

B
Wisconsin 4/18/2018

B
Michigan 1/15/2019

B
Wyoming 2/28/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 5/1/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR PBIG - CHICAGO, CHICAGO, IL 60606
Registered with this firm since 4/16/2018

Previous Registration(s)
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B
09/11/2015 - 03/14/2018 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.