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Rafi Mustafa Rizvi
RAFI MUSTAFA RIZVI, RAFI RIZVI
CRD#: 6393699
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 600 Travis St
Floor 61
Houston, TX 77002
Registration History
2014201520162017201820192020202120222023202420252026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 12/1/2014

B
Nebraska 12/1/2014

B
Alaska 12/1/2014

B
Nevada 12/1/2014

B
Arizona 12/1/2014

B
New Hampshire 12/1/2014

B
Arkansas 12/1/2014

B
New Jersey 10/21/2014

B
California 12/1/2014

B
New Mexico 12/1/2014

B
Colorado 10/21/2014

B
New York 12/1/2014

B
Connecticut 12/1/2014

B
North Carolina 12/1/2014

B
Delaware 12/1/2014

B
North Dakota 12/1/2014

B
District of Columbia 10/21/2014

B
Ohio 10/22/2014

B
Florida 10/21/2014

B
Oklahoma 12/1/2014

B
Georgia 12/1/2014

B
Oregon 12/1/2014

B
Hawaii 12/1/2014

B
Pennsylvania 12/1/2014

B
Idaho 12/1/2014

B
Puerto Rico 10/21/2014

B
Illinois 12/1/2014

B
Rhode Island 12/1/2014

B
Indiana 12/1/2014

B
South Carolina 12/1/2014

B
Iowa 12/1/2014

B
South Dakota 12/1/2014

B
Kansas 12/1/2014

B
Tennessee 12/1/2014

B
Kentucky 12/1/2014

B
Texas 12/1/2014

B
Louisiana 10/21/2014

IA
Texas 2/3/2023

B
Maine 12/1/2014

B
Utah 12/1/2014

B
Maryland 10/21/2014

B
Vermont 10/21/2014

B
Massachusetts 12/1/2014

B
Virgin Islands 12/1/2014

B
Michigan 12/1/2014

B
Virginia 12/1/2014

B
Minnesota 12/1/2014

B
Washington 12/1/2014

B
Mississippi 12/1/2014

B
West Virginia 12/1/2014

B
Missouri 12/1/2014

B
Wisconsin 12/1/2014

B
Montana 12/1/2014

B
Wyoming 12/1/2014

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
600 Travis St Floor 61, Houston, TX 77002
Registered with this firm since 2/3/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
600 Travis St Floor 61, Houston, TX 77002
Registered with this firm since 10/20/2014

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.