Individual Firm
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John-David Akio Nako
John-David Nako
CRD#: 6393288
IA
B
EDWARD JONESCRD#: 250 2752 WOODLAWN DRIVE 5-205
HONOLULU, HI 96822
HONOLULU, HI 96822
0
Disclosures
9
Years of Experience
View By:
State Registrations
B
Arizona 1/24/2022
B
Maryland 1/3/2025
B
California 12/13/2021
B
New York 3/25/2024
B
Colorado 1/21/2022
B
Oregon 12/13/2021
B
Hawaii 10/4/2021
B
Pennsylvania 1/3/2025
IA
Hawaii 10/15/2021
B
Utah 1/24/2022
B
Idaho 1/3/2025
B
Washington 1/3/2025
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 10/15/2021
B
Registered with this firm since 10/4/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/19/2014 - 03/19/2021 | ST. LOUIS, MO | |
B | 11/14/2014 - 03/19/2021 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.