• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Curtis Michael Baumann
CRD#: 6392771
IA
Investment Adviser
B
Broker
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 San Diego, CA
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 San Diego, CA
Registration History
2014201520162017201820192020202120222023202420252026IAEMPOWER ADVISORY GROUP, LLC (CRD# 112058)2025 - Present (<1 year)BEMPOWER FINANCIAL SERVICES, INC. (CRD# 13109)2024 - Present (<1 year)BALLIANZ GLOBAL INVESTORS DISTR... (CRD# 25567)2014 - 2021 (6 years)IAFISHER INVESTMENTS (CRD# 107342)2021 - 2023 (1 year)IAALLIANZ GLOBAL INVESTORS U.S. LLC (CRD# 149003)2021 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 1/13/2025

B
Nebraska 1/10/2025

B
Alaska 1/15/2025

B
Nevada 1/13/2025

B
Arizona 1/14/2025

B
New Hampshire 1/13/2025

B
Arkansas 1/16/2025

B
New Jersey 1/10/2025

B
California 1/10/2025

B
New Mexico 1/13/2025

IA
California 1/22/2025

B
New York 1/12/2025

B
Connecticut 1/13/2025

B
North Carolina 1/13/2025

B
Delaware 1/27/2025

B
North Dakota 1/17/2025

B
Georgia 1/13/2025

B
Oklahoma 1/10/2025

B
Hawaii 1/13/2025

B
Oregon 1/16/2025

B
Idaho 1/15/2025

B
Pennsylvania 1/13/2025

B
Illinois 1/15/2025

B
Rhode Island 1/13/2025

B
Indiana 1/14/2025

B
South Carolina 1/10/2025

B
Iowa 1/23/2025

B
South Dakota 1/13/2025

B
Kansas 1/13/2025

B
Tennessee 1/13/2025

B
Kentucky 1/10/2025

B
Texas 1/10/2025

B
Maine 1/13/2025

B
Utah 1/13/2025

B
Maryland 1/13/2025

B
Vermont 1/13/2025

B
Massachusetts 1/13/2025

B
Virginia 1/13/2025

B
Michigan 1/10/2025

B
Washington 1/10/2025

B
Minnesota 1/10/2025

B
West Virginia 1/16/2025

B
Mississippi 1/10/2025

B
Wisconsin 1/13/2025

B
Missouri 1/13/2025

B
Wyoming 1/13/2025

B
Montana 1/10/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EMPOWER ADVISORY GROUP, LLC (CRD#:112058)
San Diego, CA
Registered with this firm since 1/22/2025

B
EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109)
San Diego, CA
Registered with this firm since 6/17/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/13/2021 - 07/17/2023 FISHER INVESTMENTS (CRD#:107342) Tampa, FL
IA
02/16/2021 - 02/23/2021 ALLIANZ GLOBAL INVESTORS U.S. LLC (CRD#:149003) SAN DIEGO, CA
B
12/22/2014 - 02/23/2021 ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (CRD#:25567) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.