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LLOYD FRANCOIS DU PREEZ
CRD#: 6392339
IA
Investment Adviser
B
Broker
MARINER INDEPENDENTCRD#: 283824 593 Horsebarn Road
Suite 203
Rogers, AR 72758
LPL FINANCIAL LLCCRD#: 6413 593 HORSEBARN ROAD, STE 203
ROGERS, AR 72758
Registration History
201520162017201820192020202120222023202420252026IAMARINER INDEPENDENT (CRD# 283824)2017 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2015 - Present (10 years)IALPL FINANCIAL LLC (CRD# 6413)2015 - 2016 (1 year)
License(s)

State Registrations

B
Arkansas 5/8/2015

B
Michigan 6/21/2021

IA
Arkansas 10/5/2017

B
Missouri 12/3/2021

B
California 10/19/2017

B
North Carolina 5/6/2024

B
Colorado 8/13/2020

B
Ohio 7/21/2023

B
Florida 10/22/2021

B
Oklahoma 3/29/2023

B
Indiana 10/11/2019

B
Oregon 8/13/2020

B
Iowa 3/21/2019

B
Texas 8/5/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MARINER INDEPENDENT (CRD#:283824)
593 Horsebarn Road Suite 203, Rogers, AR 72758
Registered with this firm since 10/5/2017

B
LPL FINANCIAL LLC (CRD#:6413)
593 HORSEBARN ROAD, STE 203, ROGERS, AR 72758
Registered with this firm since 1/26/2015

Previous Registration(s)
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IA
05/11/2015 - 05/27/2016 LPL FINANCIAL LLC (CRD#:6413) FORT MILL, SC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.