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Jose Vargas
CRD#: 6391989
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 600 Brickell Avenue, Suite 1875
Miami, FL 33131
Registration History
201620172018201920202021202220232024202520262 FIRMS2020 - Present (4 years)BUCAP SECURITIES LLC (CRD# 173643)2018 - 2019 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2016 - 2017 (<1 year)
License(s)

State Registrations

B
Florida 7/17/2020

IA
Florida 7/20/2020

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
600 Brickell Avenue, Suite 1875, Miami, FL 33131
Registered with this firm since 7/20/2020

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
600 Brickell Avenue, Suite 1875, Miami, FL 33131
Registered with this firm since 7/17/2020

Previous Registration(s)
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B
08/22/2018 - 02/07/2019 UCAP SECURITIES LLC (CRD#:173643) Miami, FL
B
11/22/2016 - 03/10/2017 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
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