Individual Firm
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Miguel Arcenio Maria
MIGUEL ARCENIO MARIA MR., MIGUEL MARIA
CRD#: 6390247
IA
B
LPL FINANCIAL LLCCRD#: 6413 106 W WASHINGTON AVENUE
ATHENS, TN 37303
ATHENS, TN 37303
0
Disclosures
10
Years of Experience
View By:
State Registrations
B
Alabama 4/1/2024
B
New York 4/1/2024
B
California 4/10/2024
B
North Carolina 4/1/2024
B
Connecticut 3/7/2025
B
Tennessee 4/1/2024
B
Florida 4/1/2024
IA
Tennessee 4/1/2024
B
Georgia 4/1/2024
IA
Texas 4/1/2024
B
Kentucky 4/1/2024
B
Wisconsin 11/18/2024
B
Louisiana 3/7/2025
SRO Registrations
B
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IA
Registered with this firm since 4/1/2024
B
Registered with this firm since 4/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/02/2015 - 04/08/2024 | ATHENS, TN | |
B | 10/20/2014 - 04/08/2024 | ATHENS, TN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.