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ANDREW MARK GOODMAN
ANDREW GOODMAN, Andrew Mark Goodman
CRD#: 6389521
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 28100 US HWY 19 N, STE 101
CLEARWATER, FL 33761
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 28100 US HWY 19 N STE 101
CLEARWATER, FL 33761-2635
Registration History
201220142016201820202022202420262 FIRMS2020 - 2021 (1 year)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2021 - 2021 (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2014 - 2019 (5 years)
Disclosure(s)
View By:
6/9/2012
Criminal
Final Disposition
License(s)

State Registrations

B
Florida 8/19/2024

B
Texas 1/6/2025

IA
Florida 8/27/2024

IA
Texas 1/8/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
28100 US HWY 19 N, STE 101, CLEARWATER, FL 33761
Registered with this firm since 8/27/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
28100 US HWY 19 N STE 101, CLEARWATER, FL 33761-2635
ST. PETERSBURG, FL
Registered with this firm since 8/13/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/09/2023 - 02/08/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) NEW YORK, NY
B
01/09/2023 - 02/08/2024 SECURITIES AMERICA, INC. (CRD#:10205) NEW YORK, NY
B
01/15/2021 - 02/23/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) New York, NY
IA
01/13/2020 - 01/22/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) New York, NY
B
01/10/2020 - 01/22/2021 MML INVESTORS SERVICES, LLC (CRD#:10409) New York, NY
B
10/13/2014 - 12/23/2019 PRUCO SECURITIES, LLC. (CRD#:5685) MELVILLE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.