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Detailed Report
KATHERINE LEE HYLAND MERCER
KATHERINE LEE HYLAND, KATHERINE LEE HYLAND-MERCER, KATHERINE LEE URBANOWICZ
CRD#: 6389405
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Investment Adviser
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Previous Broker
FERRIS WHEEL FINANCE, INC.CRD#: 292091 871 VENETIA BAY BLVD
SUITE 201
VENICE, FL 34285
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (1 year)IAFERRIS WHEEL FINANCE, INC. (CRD# 292091)2018 - Present (6 years)BEDWARD JONES (CRD# 250)2014 - 2015 (1 year)IAEDWARD JONES (CRD# 250)2015 - 2015 (<1 year)
License(s)

State Registrations

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Florida 6/21/2018
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Tennessee 5/8/2023
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Massachusetts 1/15/2021
Current Registration(s)
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FERRIS WHEEL FINANCE, INC. (CRD#:292091)
871 VENETIA BAY BLVD SUITE 201, VENICE, FL 34285
Registered with this firm since 6/21/2018
Previous Registration(s)
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 11/19/2015 - 03/08/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) VENICE, FL
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 11/13/2015 - 03/08/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) VENICE, FL
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 01/05/2015 - 11/18/2015 EDWARD JONES (CRD#:250) VENICE, FL
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 10/20/2014 - 11/18/2015 EDWARD JONES (CRD#:250) VENICE, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.