Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CIARRA ROSE BRUNN
Ciarra Rose Loudin
CRD#: 6388727
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 234 SOUTH WATER ST
SUITE 201
KENT, OH 44240
CETERA ADVISORS LLCCRD#: 10299 234 SOUTH WATER ST
SUITE 201
KENT, OH 44240
Registration History
20162017201820192020202120222023202420252026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)
License(s)

State Registrations

B
Alabama 1/30/2023
B
New Mexico 10/2/2020
B
Alaska 2/4/2025
B
New York 8/23/2023
B
California 7/15/2020
B
North Carolina 8/27/2024
B
Colorado 7/14/2022
B
Ohio 6/29/2016
B
Florida 1/10/2018
IA
Ohio 3/21/2024
B
Georgia 10/12/2022
B
Pennsylvania 1/10/2018
B
Indiana 7/15/2020
B
Tennessee 1/4/2022
B
Kentucky 7/15/2020
B
Texas 1/10/2018
B
Maine 1/4/2022
IA
Texas 3/21/2024
B
Michigan 8/23/2024
B
Utah 7/20/2022
B
Minnesota 1/10/2018
B
Virginia 1/10/2018
B
New Hampshire 1/10/2018
B
Washington 1/3/2020
B
New Jersey 1/10/2018
B
West Virginia 1/10/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
234 SOUTH WATER ST SUITE 201, KENT, OH 44240
RAVENNA, OH
Registered with this firm since 3/21/2024
B
CETERA ADVISORS LLC (CRD#:10299)
234 SOUTH WATER ST SUITE 201, KENT, OH 44240
RAVENNA, OH
Registered with this firm since 5/4/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/29/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.