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Andrea Rivera
CRD#: 6388586
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2815 TOWNSGATE RD
WESTLAKE VILLAGE, CA 91361
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - 2017 (2 years)2 FIRMS2017 - Present (7 years)
License(s)

State Registrations

B
Alabama 10/10/2023

B
Missouri 1/15/2025

B
Arizona 5/3/2017

B
Montana 10/10/2023

B
Arkansas 2/14/2022

B
Nevada 5/3/2017

B
California 5/3/2017

B
New Jersey 10/8/2019

IA
California 5/3/2017

B
New York 10/8/2019

B
Colorado 10/8/2019

B
North Carolina 10/8/2019

B
Connecticut 3/1/2022

B
Ohio 1/17/2025

B
District of Columbia 10/8/2019

B
Oklahoma 6/4/2024

B
Florida 5/3/2017

B
Oregon 5/3/2017

B
Georgia 10/8/2019

B
Pennsylvania 10/8/2019

B
Hawaii 1/15/2020

B
South Carolina 10/8/2019

B
Idaho 10/8/2019

B
South Dakota 7/8/2024

B
Illinois 10/8/2019

B
Tennessee 2/14/2022

B
Kansas 9/16/2022

B
Texas 5/3/2017

B
Maine 6/4/2024

IA
Texas 5/3/2017

B
Maryland 10/8/2019

B
Utah 1/15/2025

B
Massachusetts 10/8/2019

B
Virginia 10/8/2019

B
Michigan 10/8/2019

B
Washington 10/8/2019

B
Minnesota 10/8/2019

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 5/3/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2815 TOWNSGATE RD, WESTLAKE VILLAGE, CA 91361
Registered with this firm since 5/3/2017

Previous Registration(s)
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IA
06/22/2015 - 04/21/2017 WADDELL & REED (CRD#:866) TORRANCE, CA
B
04/22/2015 - 04/21/2017 WADDELL & REED (CRD#:866) TORRANCE, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.