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Ernest Collins
ERNEST CLINT COLLINS, ERNEST COLLINS, ERNIE COLLINS
CRD#: 6388274
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2100 LAS POSITAS COURT
LIVERMORE, CA 94551
CETERA INVESTMENT SERVICES LLCCRD#: 15340 2100 LAS POSITAS COURT
LIVERMORE, CA 94551
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2016 - 2019 (3 years)2 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2014 - 2015 (1 year)
License(s)

State Registrations

B
Arizona 3/27/2023

B
Montana 5/3/2023

B
California 3/27/2023

B
Nevada 3/27/2023

IA
California 3/27/2023

B
Oregon 3/27/2023

B
Florida 3/27/2023

B
Texas 3/27/2023

B
Hawaii 5/3/2023

IA
Texas 4/14/2023

B
Idaho 5/3/2023

B
Washington 3/27/2023

B
Minnesota 5/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2100 LAS POSITAS COURT, LIVERMORE, CA 94551
Registered with this firm since 3/27/2023

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
2100 LAS POSITAS COURT, LIVERMORE, CA 94551
Registered with this firm since 3/27/2023

Previous Registration(s)
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IA
11/12/2019 - 03/29/2023 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Danville, CA
B
11/12/2019 - 03/29/2023 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Danville, CA
IA
10/10/2016 - 10/23/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LIVERMORE, CA
B
01/07/2016 - 10/23/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LIVERMORE, CA
B
10/10/2014 - 12/10/2015 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) WALNUT CREEK, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.