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Detailed Report
TROY WILLIAM MCGLONE
CRD#: 6387677
IA
Investment Adviser
B
Broker
HEARTLAND ADVISORS, INC.CRD#: 29433 790 N WATER STREET SUITE 1200
MILWAUKEE, WI 53202
ALPS DISTRIBUTORS, INC.CRD#: 16853 790 Water Street
Suite 1200
MILWAUKEE, WI 53202
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 1/30/2019
B
Montana 1/30/2019
B
Alaska 1/30/2019
B
Nebraska 1/30/2019
B
Arizona 1/30/2019
B
Nevada 1/30/2019
B
Arkansas 1/30/2019
B
New Hampshire 1/30/2019
B
California 1/30/2019
B
New Jersey 1/30/2019
B
Colorado 1/30/2019
B
New Mexico 1/30/2019
B
Connecticut 1/30/2019
B
New York 1/30/2019
B
Delaware 1/30/2019
B
North Carolina 1/30/2019
B
District of Columbia 1/30/2019
B
North Dakota 1/30/2019
B
Florida 1/30/2019
B
Ohio 1/30/2019
B
Georgia 1/30/2019
B
Oklahoma 1/30/2019
B
Hawaii 1/30/2019
B
Oregon 1/30/2019
B
Idaho 1/30/2019
B
Pennsylvania 1/30/2019
B
Illinois 1/30/2019
B
Rhode Island 1/30/2019
B
Indiana 1/30/2019
B
South Carolina 1/30/2019
B
Iowa 1/30/2019
B
South Dakota 1/30/2019
B
Kansas 1/30/2019
B
Tennessee 1/30/2019
B
Kentucky 1/30/2019
B
Texas 1/30/2019
B
Louisiana 1/30/2019
B
Utah 1/30/2019
B
Maine 1/30/2019
B
Vermont 1/30/2019
B
Maryland 1/30/2019
B
Virginia 1/30/2019
B
Massachusetts 1/30/2019
B
Washington 1/30/2019
B
Michigan 1/30/2019
B
West Virginia 1/30/2019
B
Minnesota 1/30/2019
B
Wisconsin 10/6/2014
B
Mississippi 1/30/2019
IA
Wisconsin 10/16/2014
B
Missouri 1/30/2019
B
Wyoming 1/30/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HEARTLAND ADVISORS, INC. (CRD#:29433)
790 N WATER STREET SUITE 1200, MILWAUKEE, WI 53202
Registered with this firm since 10/16/2014
B
ALPS DISTRIBUTORS, INC. (CRD#:16853)
790 Water Street Suite 1200, MILWAUKEE, WI 53202
Registered with this firm since 9/15/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.