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Detailed Report
JACK BENSMITH ELLIS III
JACK B ELLIS
CRD#: 6387116
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 91 RACETRACK RD NW
FORT WALTON BEACH, FL 32547
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 3/23/2018
B
Indiana 10/14/2014
B
Florida 10/6/2015
IA
Indiana 11/3/2014
IA
Florida 10/8/2015
B
Texas 3/23/2018
B
Georgia 3/23/2018
IA
Texas 3/26/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
91 RACETRACK RD NW, FORT WALTON BEACH, FL 32547
Registered with this firm since 11/3/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
91 RACETRACK RD NW, FORT WALTON BEACH, FL 32547
Registered with this firm since 10/2/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.