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Detailed Report
BENJAMIN MARK BRENNAN
CRD#: 6386535
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1650 Tysons Boulevard
Suite 1000
Mclean, VA 22102
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 1/14/2015
B
Nebraska 4/24/2017
B
Arizona 3/9/2016
B
Nevada 1/14/2015
B
Arkansas 3/9/2016
B
New Hampshire 3/9/2016
B
California 1/14/2015
B
New Jersey 1/14/2015
B
Colorado 1/14/2015
B
New Mexico 3/9/2016
B
Connecticut 1/14/2015
B
New York 1/14/2015
B
Delaware 3/9/2016
B
North Carolina 1/15/2015
B
District of Columbia 1/14/2015
B
Ohio 1/15/2015
B
Florida 1/14/2015
B
Oklahoma 3/9/2016
B
Georgia 1/14/2015
B
Oregon 3/9/2016
B
Hawaii 4/24/2017
B
Pennsylvania 11/25/2014
B
Idaho 4/24/2017
IA
Pennsylvania 11/25/2014
B
Illinois 3/9/2016
B
Puerto Rico 1/14/2015
B
Indiana 3/9/2016
B
Rhode Island 1/14/2015
B
Iowa 10/28/2015
B
South Carolina 1/14/2015
B
Kansas 3/9/2016
B
South Dakota 4/24/2017
B
Kentucky 3/9/2016
B
Tennessee 1/14/2015
B
Louisiana 4/24/2017
B
Texas 1/14/2015
B
Maine 4/24/2017
IA
Texas 4/15/2020
B
Maryland 1/14/2015
B
Utah 8/19/2022
B
Massachusetts 1/14/2015
B
Vermont 10/25/2016
B
Michigan 1/14/2015
B
Virginia 1/9/2015
B
Minnesota 4/24/2017
IA
Virginia 1/9/2015
B
Mississippi 3/9/2016
B
Washington 3/9/2016
B
Missouri 3/9/2016
B
West Virginia 3/9/2016
B
Montana 9/20/2016
B
Wisconsin 4/24/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1650 Tysons Boulevard Suite 1000, Mclean, VA 22102
Registered with this firm since 11/25/2014
B
MORGAN STANLEY (CRD#:149777)
1650 Tysons Boulevard Suite 1000, Mclean, VA 22102
Registered with this firm since 10/16/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.