• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Brooke Sharpton
BROOKE VALICIA SHARPTON, BROOKE SHARPTON
CRD#: 6386019
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1450 Brickell Ave
Floor 33
Miami, FL 33131
Registration History
2014201520162017201820192020202120222023202420252 FIRMS2017 - 2019 (2 years)2 FIRMS2023 - Present (1 year)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2014 - 2016 (1 year)IADEUTSCHE BANK SECURITIES INC. (CRD# 2525)2015 - 2016 (1 year)
License(s)

State Registrations

B
Alabama 7/3/2023

B
Nebraska 7/3/2023

B
Alaska 7/3/2023

B
Nevada 7/3/2023

B
Arizona 6/21/2023

B
New Hampshire 7/3/2023

B
Arkansas 7/3/2023

B
New Jersey 7/3/2023

B
California 7/3/2023

B
New Mexico 7/3/2023

B
Colorado 6/20/2023

B
New York 7/3/2023

B
Connecticut 6/6/2023

B
North Carolina 7/3/2023

B
Delaware 7/3/2023

B
North Dakota 7/3/2023

B
District of Columbia 6/20/2023

B
Ohio 7/5/2023

B
Florida 6/15/2023

B
Oklahoma 7/3/2023

IA
Florida 7/13/2023

B
Oregon 7/3/2023

B
Georgia 7/3/2023

B
Pennsylvania 7/3/2023

B
Hawaii 7/3/2023

B
Puerto Rico 6/15/2023

B
Idaho 6/6/2023

B
Rhode Island 7/3/2023

B
Illinois 7/3/2023

B
South Carolina 7/3/2023

B
Indiana 7/3/2023

B
South Dakota 7/3/2023

B
Iowa 7/3/2023

B
Tennessee 7/3/2023

B
Kansas 7/3/2023

B
Texas 7/3/2023

B
Kentucky 7/3/2023

IA
Texas 7/3/2023

B
Louisiana 6/19/2023

B
Utah 7/3/2023

B
Maine 7/3/2023

B
Vermont 7/3/2023

B
Maryland 7/14/2023

B
Virgin Islands 7/3/2023

B
Massachusetts 7/3/2023

B
Virginia 7/3/2023

B
Michigan 7/3/2023

B
Washington 7/3/2023

B
Minnesota 7/3/2023

B
West Virginia 7/3/2023

B
Mississippi 7/3/2023

B
Wisconsin 7/3/2023

B
Missouri 7/3/2023

B
Wyoming 7/3/2023

B
Montana 7/3/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 33, Miami, FL 33131
Registered with this firm since 7/3/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 33, Miami, FL 33131
Registered with this firm since 6/6/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/20/2017 - 05/14/2019 INFINEX INVESTMENTS, INC. (CRD#:35371) COCONUT GROVE, FL
B
03/13/2017 - 05/14/2019 INFINEX INVESTMENTS, INC. (CRD#:35371) COCONUT GROVE, FL
IA
03/04/2015 - 08/30/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) MIAMI, FL
B
12/15/2014 - 08/30/2016 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.