Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ALLISON NICOLE CERVEN
ALLISON NICOLE KEAST
CRD#: 6385657
IA
Investment Adviser
CORNERSTONE FINANCIAL GROUP,LLCCRD#: 129246 11225 DAVENPORT STREET,
SUITE 102
OMAHA, NE 68154
Registration History
2014201520162017201820192020202120222023202420252026IACORNERSTONE FINANCIAL GROUP,LLC (CRD# 129246)2024 - Present (1 year)IACALLAHAN FINANCIAL PLANNING (CRD# 314571)2021 - 2024 (2 years)IACALLAHAN FINANCIAL PLANNING CO... (CRD# 153050)2014 - 2021 (6 years)
License(s)

State Registrations

IA
Iowa 2/6/2024
IA
Nebraska 2/6/2024
Current Registration(s)
IA
CORNERSTONE FINANCIAL GROUP,LLC (CRD#:129246)
11225 DAVENPORT STREET, SUITE 102, OMAHA, NE 68154
Stanton, IA
Registered with this firm since 2/6/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/09/2021 - 01/25/2024 CALLAHAN FINANCIAL PLANNING (CRD#:314571) Omaha, NE
IA
 09/09/2014 - 06/09/2021 CALLAHAN FINANCIAL PLANNING COMPANY (CRD#:153050) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.