Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MICHAEL MOISES
MICHAEL J MOISES, MICHAEL JUSTIN MOISES
CRD#: 6384402
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 2020 MAIN ST
10TH FLOOR
IRVINE, CA 92614
NYLIFE SECURITIES LLCCRD#: 5167 2020 MAIN STREET
10th Floor
IRVINE, CA 92614
Registration History
201520162017201820192020202120222023202420252026BNYLIFE SECURITIES LLC (CRD# 5167)2024 - Present (1 year)IAEAGLE STRATEGIES LLC (CRD# 110826)2022 - Present (2 years)BNYLIFE DISTRIBUTORS LLC (CRD# 35350)2016 - 2024 (7 years)BNYLIFE SECURITIES LLC (CRD# 5167)2015 - 2016 (<1 year)
License(s)

State Registrations

IA
California 12/22/2022
B
North Carolina 4/1/2024
B
California 3/25/2024
B
Rhode Island 3/5/2025
B
Colorado 1/24/2025
B
Tennessee 12/5/2024
B
District of Columbia 8/14/2024
B
Texas 6/20/2024
B
Hawaii 4/11/2024
IA
Texas 6/26/2024
B
Massachusetts 3/5/2025
B
Washington 4/2/2024
B
New York 4/2/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
NYLIFE SECURITIES LLC (CRD#:5167)
2020 MAIN STREET 10th Floor, IRVINE, CA 92614
CALABASAS, CA
Registered with this firm since 3/25/2024
IA
EAGLE STRATEGIES LLC (CRD#:110826)
2020 MAIN ST 10TH FLOOR, IRVINE, CA 92614
CALABASAS, CA
Registered with this firm since 12/22/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/29/2016 - 03/27/2024 NYLIFE DISTRIBUTORS LLC (CRD#:35350) White Plains, NY
B
 07/15/2015 - 05/03/2016 NYLIFE SECURITIES LLC (CRD#:5167) LAKE SUCCESS, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.