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Detailed Report
MATTHEW SCHANZ
MATTHEW ROBERT SCHANZ, Matt Schanz
CRD#: 6382829
IA
Investment Adviser
B
Broker
PROSPERITY - AN EISNERAMPER COMPANYCRD#: 133777 1500 Sunday Drive
Suite 300
Raleigh, NC 27607
DAI SECURITIES, LLCCRD#: 36673 1500 SUNDAY DR
SUITE 300
RALEIGH, NC 27607
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2017 (3 years)2 FIRMS2017 - 2019 (2 years)2 FIRMS2019 - 2024 (4 years)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Alabama 8/7/2024
B
Mississippi 8/7/2024
B
Arizona 8/7/2024
B
New Jersey 8/7/2024
B
California 8/7/2024
B
New York 8/7/2024
B
Colorado 8/7/2024
IA
North Carolina 8/7/2024
B
Florida 8/7/2024
B
North Carolina 8/13/2024
B
Georgia 8/7/2024
B
Pennsylvania 8/7/2024
B
Illinois 8/7/2024
B
South Carolina 8/7/2024
B
Indiana 8/7/2024
B
Texas 8/7/2024
B
Kansas 8/7/2024
B
Utah 8/7/2024
B
Louisiana 8/7/2024
B
Virginia 8/7/2024
B
Maryland 8/7/2024
B
Washington 8/7/2024
B
Massachusetts 8/7/2024
B
Wisconsin 8/7/2024
B
Michigan 8/7/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PROSPERITY - AN EISNERAMPER COMPANY (CRD#:133777)
1500 Sunday Drive Suite 300, Raleigh, NC 27607
Registered with this firm since 8/7/2024
B
DAI SECURITIES, LLC (CRD#:36673)
1500 SUNDAY DR SUITE 300, RALEIGH, NC 27607
Registered with this firm since 8/7/2024
Previous Registration(s)
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IA
 10/25/2019 - 08/19/2024 AVANTAX ADVISORY SERVICES (CRD#:104556) RALEIGH, NC
B
 10/25/2019 - 08/19/2024 AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686) RALEIGH, NC
IA
 10/16/2017 - 10/25/2019 1ST GLOBAL ADVISORS INC (CRD#:111133) RALEIGH, NC
B
 10/16/2017 - 10/25/2019 1ST GLOBAL CAPITAL CORP. (CRD#:30349) RALEIGH, NC
IA
 10/13/2014 - 10/18/2017 THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514) RALEIGH, NC
B
 09/02/2014 - 10/18/2017 THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514) RALEIGH, NC
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.