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KATHY MAC MILLAN SOMMER
KATHY LYNN MAC MILLAN, KATHY M SEGODNIA, KATHY MAC MILLAN SEGODNIA
CRD#: 6382662
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4611 SHARON ROAD
TWO COLTSGATE
CHARLOTTE, NC 28211
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4611 SHARON ROAD
TWO COLTSGATE
CHARLOTTE, NC 28211
Registration History
2014201520162017201820192020202120222023202420252026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - Present (9 years)BOPTSECURITIES, LLC (CRD# 47529)2014 - 2015 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2015 - 2018 (2 years)
License(s)

State Registrations

B
Alabama 7/12/2016

B
Nebraska 7/12/2016

B
Alaska 7/12/2016

B
Nevada 7/12/2016

B
Arizona 7/12/2016

B
New Hampshire 7/12/2016

B
Arkansas 7/12/2016

B
New Jersey 7/12/2016

B
California 7/12/2016

B
New Mexico 7/12/2016

B
Colorado 7/12/2016

B
New York 7/12/2016

B
Connecticut 7/12/2016

B
North Carolina 7/30/2015

B
Delaware 7/12/2016

IA
North Carolina 7/13/2018

B
District of Columbia 7/12/2016

B
North Dakota 7/12/2016

B
Florida 7/12/2016

B
Ohio 1/14/2016

B
Georgia 7/12/2016

B
Oklahoma 7/12/2016

B
Hawaii 7/12/2016

B
Oregon 7/12/2016

B
Idaho 7/12/2016

B
Pennsylvania 7/12/2016

B
Illinois 7/12/2016

B
Rhode Island 7/12/2016

B
Indiana 7/12/2016

B
South Carolina 7/29/2015

B
Iowa 7/12/2016

B
South Dakota 7/12/2016

B
Kansas 7/12/2016

B
Tennessee 7/12/2016

B
Kentucky 7/12/2016

B
Texas 7/12/2016

B
Louisiana 7/12/2016

IA
Texas 7/13/2018

B
Maine 7/12/2016

B
Utah 7/12/2016

B
Maryland 7/12/2016

B
Vermont 7/12/2016

B
Massachusetts 7/12/2016

B
Virginia 7/12/2016

B
Michigan 7/12/2016

B
Washington 7/12/2016

B
Minnesota 7/12/2016

B
West Virginia 7/12/2016

B
Mississippi 7/12/2016

B
Wisconsin 7/12/2016

B
Missouri 7/12/2016

B
Wyoming 7/12/2016

B
Montana 7/12/2016

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4611 SHARON ROAD TWO COLTSGATE, CHARLOTTE, NC 28211
CHARLOTTE, NC
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4611 SHARON ROAD TWO COLTSGATE, CHARLOTTE, NC 28211
CHARLOTTE, NC
Registered with this firm since 7/29/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/08/2015 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) CHARLOTTE, NC
B
12/05/2014 - 06/29/2015 OPTSECURITIES, LLC (CRD#:47529) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.