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Detailed Report
LATASHA RENEE PHILLIPS
TASHA R PHILLIPS
CRD#: 6382106
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 401 S TRYON STREET
CHARLOTTE, NC 28202
Registration History
2014201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2019 - Present (5 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - Present (10 years)
License(s)

State Registrations

B
North Carolina 10/20/2014
IA
North Carolina 6/13/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
401 S TRYON STREET, CHARLOTTE, NC 28202
Registered with this firm since 6/13/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
401 S TRYON STREET, CHARLOTTE, NC 28202
Registered with this firm since 9/11/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.