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Detailed Report
CHARLES Ellsworth OEHMKE
CHARLES OEHMKE
CRD#: 6381735
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 300 ESPLANADE DRIVE
10TH FLOOR
OXNARD, CA 93036
Registration History
20202021202220232024202520262 FIRMS2020 - Present (4 years)
License(s)

State Registrations

B
Alaska 1/29/2024
B
Mississippi 12/21/2020
B
Arizona 12/21/2020
B
Missouri 2/2/2024
B
Arkansas 12/21/2020
B
Montana 12/21/2020
B
California 8/21/2020
B
Nevada 12/21/2020
IA
California 8/21/2020
B
New Hampshire 2/2/2024
B
Colorado 12/21/2020
B
New Mexico 12/21/2020
B
Connecticut 12/21/2020
B
New York 12/21/2020
B
Delaware 1/30/2024
B
North Carolina 8/10/2023
B
District of Columbia 12/21/2020
B
Ohio 1/30/2024
B
Florida 12/21/2020
B
Oklahoma 12/21/2020
B
Georgia 12/21/2020
B
Oregon 12/21/2020
B
Hawaii 12/21/2020
B
Pennsylvania 2/22/2023
B
Idaho 12/21/2020
B
South Carolina 12/21/2020
B
Illinois 9/8/2021
B
South Dakota 12/21/2020
B
Indiana 12/21/2020
B
Tennessee 12/21/2020
B
Kentucky 12/21/2020
B
Texas 12/21/2020
B
Louisiana 6/6/2023
IA
Texas 12/24/2020
B
Maine 5/26/2022
B
Utah 12/21/2020
B
Maryland 12/21/2020
B
Virginia 12/21/2020
B
Massachusetts 6/27/2022
B
Washington 12/21/2020
B
Michigan 12/21/2020
B
Wisconsin 2/2/2024
B
Minnesota 2/2/2024
B
Wyoming 12/21/2020

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
300 ESPLANADE DRIVE 10TH FLOOR, OXNARD, CA 93036
Registered with this firm since 8/21/2020
B
MORGAN STANLEY (CRD#:149777)
300 ESPLANADE DRIVE 10TH FLOOR, OXNARD, CA 93036
Registered with this firm since 5/13/2020
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.