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Detailed Report
JOHN EMERSON MORRISON V
JOHN MORRISON
CRD#: 6380660
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2000 Westchester Avenue
1NC
Purchase, NY 10577
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)
License(s)

State Registrations

B
Arizona 6/26/2019
IA
New Jersey 9/9/2015
B
California 1/19/2017
B
New Mexico 1/19/2017
B
Colorado 1/19/2017
B
New York 9/3/2015
B
Connecticut 1/19/2017
IA
New York 6/16/2021
B
Delaware 1/19/2017
B
North Carolina 1/20/2017
B
District of Columbia 8/28/2017
B
Ohio 1/20/2017
B
Florida 1/19/2017
B
Oregon 1/19/2017
B
Georgia 6/26/2019
B
Pennsylvania 1/19/2017
B
Hawaii 11/5/2019
B
Rhode Island 6/26/2019
B
Illinois 1/19/2017
B
South Carolina 1/19/2017
B
Louisiana 10/18/2022
B
South Dakota 2/11/2025
B
Maine 1/19/2017
B
Tennessee 1/2/2018
B
Maryland 1/19/2017
B
Texas 1/19/2017
B
Massachusetts 1/19/2017
IA
Texas 4/23/2020
B
Michigan 8/28/2017
B
Vermont 6/26/2019
B
Mississippi 6/26/2019
B
Virginia 1/19/2017
B
New Hampshire 1/19/2017
B
Washington 1/19/2017
B
New Jersey 8/25/2015

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2000 Westchester Avenue 1NC, Purchase, NY 10577
Registered with this firm since 9/9/2015
B
MORGAN STANLEY (CRD#:149777)
2000 Westchester Avenue 1NC, Purchase, NY 10577
Registered with this firm since 6/1/2015
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.