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William Bo
WILLIAM R BO, WILLIAM BO, Bill Bo
CRD#: 6380091
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Investment Adviser
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Broker
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.CRD#: 13162 6256 GREENWICH DRIVE
SUITE 550
SAN DIEGO, CA 92122
Registration History
2018201920202021202220232024202520262 FIRMS2021 - 2022 (<1 year)7 FIRMS2022 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2021 - 2021 (<1 year)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2018 - 2020 (1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2020 - 2020 (<1 year)
License(s)

State Registrations

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California 3/8/2023

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California 3/8/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
Registered with this firm since 3/8/2023

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DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. (CRD#:13162)
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
6256 GREENWICH DRIVE SUITE 550, SAN DIEGO, CA 92122
Registered with this firm since 3/8/2023

Previous Registration(s)
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08/30/2022 - 03/03/2023 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN DIEGO, CA
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09/30/2022 - 03/03/2023 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
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09/30/2022 - 03/03/2023 NEXT FINANCIAL GROUP, INC. (CRD#:46214) HOUSTON, TX
B
09/30/2022 - 03/03/2023 SCF SECURITIES, INC. (CRD#:47275) SAN DIEGO, CA
B
09/30/2022 - 03/03/2023 SORRENTO PACIFIC FINANCIAL, LLC (CRD#:127787) SAN DIEGO, CA
B
09/30/2022 - 03/03/2023 WESTERN INTERNATIONAL SECURITIES, INC. (CRD#:39262) PASADENA, CA
B
08/29/2022 - 03/03/2023 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) SAN DIEGO, CA
IA
09/16/2021 - 08/30/2022 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
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09/16/2021 - 08/30/2022 LPL FINANCIAL LLC (CRD#:6413) SAN DIEGO, CA
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06/17/2021 - 08/10/2021 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SALT LAKE CITY, UT
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01/02/2020 - 10/20/2020 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) SAN DIEGO, CA
B
12/27/2018 - 10/20/2020 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) SAN DIEGO, CA
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.