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Detailed Report
Craig Jeffrey Jennings
Craig J Jennings
CRD#: 6379023
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Investment Adviser
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Previous Broker
SAFEWATER INVESTMENT MANAGEMENT LLCCRD#: 316571 ALPHARETTA, GA
Registration History
20142015201620172018201920202021202220232024202520263 FIRMS2014 - 2015 (<1 year)2 FIRMS2015 - 2020 (4 years)2 FIRMS2020 - 2021 (1 year)IASAFEWATER INVESTMENT MANAGEMEN... (CRD# 316571)2021 - Present (3 years)
License(s)

State Registrations

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Georgia 11/3/2021
Current Registration(s)
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SAFEWATER INVESTMENT MANAGEMENT LLC (CRD#:316571)
ALPHARETTA, GA
Registered with this firm since 11/3/2021
Previous Registration(s)
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 02/14/2020 - 09/10/2021 NICHOLAS WEALTH MANAGEMENT (CRD#:282635) ATLANTA, GA
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 03/02/2020 - 09/08/2021 WORLD EQUITY GROUP, INC. (CRD#:29087) Atlanta, GA
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 04/10/2015 - 02/04/2020 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) VESTAVIA HLS, AL
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 04/10/2015 - 02/04/2020 SECURITIES AMERICA, INC. (CRD#:10205) VESTAVIA HILLS, AL
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 11/13/2014 - 04/01/2015 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) BIRMINGHAM, AL
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 11/13/2014 - 04/01/2015 TD AMERITRADE, INC. (CRD#:7870) BIRMINGHAM, AL
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 09/26/2014 - 04/01/2015 TD AMERITRADE, INC. (CRD#:7870) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.