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Detailed Report
DAVID JOSEPH CONSTANTINO
CRD#: 6377990
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 2293 Millersport Highway
Getzville, NY 14068
LINCOLN INVESTMENTCRD#: 519 61 John Muir Dr.
Ste. 100
Amherst, NY 14228
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2017 - Present (7 years)IACAPITAL ANALYSTS (CRD# 162200)2020 - Present (4 years)BLEGEND EQUITIES CORPORATION (CRD# 30999)2014 - 2017 (2 years)IALEGEND ADVISORY, LLC (CRD# 104761)2015 - 2019 (4 years)
License(s)

State Registrations

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Arizona 9/4/2020
IA
New York 3/25/2021
B
Florida 1/3/2017
B
North Carolina 1/4/2019
IA
Florida 6/27/2017
B
Pennsylvania 1/4/2019
B
New York 1/3/2017
B
Washington 11/5/2021

SRO Registrations

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 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
2293 Millersport Highway, Getzville, NY 14068
9052 Properity Way, Fort Myers, FL 33913
Registered with this firm since 9/3/2020
IA
LINCOLN INVESTMENT (CRD#:519)
61 John Muir Dr. Ste. 100, Amherst, NY 14228
780 94th Avenue North Suite 107, St. Petersburg, FL 33702
Registered with this firm since 6/27/2017
B
LINCOLN INVESTMENT (CRD#:519)
61 John Muir Dr. Ste. 100, Amherst, NY 14228
780 94th Avenue North Suite 107, St. Petersburg, FL 33702
Registered with this firm since 1/3/2017
Previous Registration(s)
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 01/02/2015 - 10/04/2019 LEGEND ADVISORY, LLC (CRD#:104761) ST. PETERSBURG, FL
B
 10/14/2014 - 01/03/2017 LEGEND EQUITIES CORPORATION (CRD#:30999) ST. PETERSBURG, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.