• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRIANA CREEL
BRIANA KRYSLIN HUMBARD, BRIANA KOENEN
CRD#: 6377972
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3102 West End Avenue
Suite 500
NASHVILLE, TN 37203-6017
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2015 - Present (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2014 - 2015 (<1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2015 - 2015 (<1 year)
License(s)

State Registrations

B
California 10/10/2017

IA
Tennessee 10/19/2015

B
Tennessee 10/19/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3102 West End Avenue Suite 500, NASHVILLE, TN 37203-6017
800 SOUTH GAY STREET SUITE 2600, KNOXVILLE, TN 37929
Registered with this firm since 10/19/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3102 West End Avenue Suite 500, NASHVILLE, TN 37203-6017
800 SOUTH GAY STREET SUITE 2600, KNOXVILLE, TN 37929
Registered with this firm since 10/19/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/19/2015 - 10/20/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) BARRINGTON, IL
B
12/23/2014 - 10/20/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) BARRINGTON, IL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.