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MONTY LONG JR
MONTY LONG
CRD#: 6376515
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 2424 - 34TH AVENUE WEST
SEATTLE, WA 98199
SEATTLE, WA 98199
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Disclosures
10
Years of Experience
View By:
State Registrations
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Arizona 11/5/2020
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New York 5/31/2023
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California 11/25/2019
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North Carolina 11/25/2019
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Colorado 10/26/2020
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Oklahoma 1/20/2022
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District of Columbia 11/5/2020
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Oregon 10/26/2020
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Florida 5/31/2023
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Pennsylvania 5/8/2021
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Hawaii 10/26/2020
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South Dakota 10/9/2024
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Illinois 11/17/2023
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Texas 11/25/2019
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Iowa 1/30/2025
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Texas 11/25/2019
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Massachusetts 9/23/2022
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Virginia 11/5/2020
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Minnesota 12/14/2021
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Washington 11/25/2019
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Montana 10/26/2020
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Washington 11/25/2019
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New Jersey 7/26/2024
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Wyoming 10/4/2022
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/25/2019
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Registered with this firm since 11/25/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/05/2014 - 12/02/2019 | SEATTLE, WA | |
B | 11/21/2014 - 12/02/2019 | SEATTLE, WA | |
B | 08/28/2014 - 09/26/2014 | SEATTLE, WA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.