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Detailed Report
RYAN FRANKLIN OVERHOLT
CRD#: 6373366
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 10900 MAGNOLIA BLVD
NORTH HOLLYWOOD, CA 91601
Registration History
2014201520162017201820192020202120222023202420252026IAWELLS FARGO ADVISORS (CRD# 19616)2019 - Present (5 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2014 - Present (10 years)
Disclosure(s)
View By:
9/12/2023
Judgment / Lien
License(s)

State Registrations

B
Arizona 3/30/2020
B
Nevada 10/2/2020
B
California 9/11/2014
B
New York 4/11/2023
IA
California 11/1/2019
B
Texas 11/24/2020
B
Colorado 1/31/2020
IA
Texas 11/24/2020
B
Illinois 3/30/2020
B
Washington 1/4/2021
B
Minnesota 11/8/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
10900 MAGNOLIA BLVD, NORTH HOLLYWOOD, CA 91601
5300 LANKERSHIM BLVD STE 155, NORTH HOLLYWOOD, CA 91601
Registered with this firm since 11/1/2019
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
10900 MAGNOLIA BLVD, NORTH HOLLYWOOD, CA 91601
5300 LANKERSHIM BLVD STE 155, NORTH HOLLYWOOD, CA 91601
Registered with this firm since 8/29/2014
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.