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KATHERINE M. BACHMANN
KATHERINE F. BACHMANN, KATHERINE FRANCIS MCGRATH, KATIE MCGRATH
CRD#: 6371984
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE
28th floor
ATLANTA, GA 30326
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Alabama 2/2/2015

B
Montana 1/26/2022

B
California 6/16/2023

B
New Hampshire 10/10/2024

B
Connecticut 10/3/2024

B
New Jersey 2/2/2015

B
District of Columbia 6/16/2023

B
New York 2/2/2015

B
Florida 2/2/2015

B
North Carolina 2/2/2015

B
Georgia 12/15/2014

B
Ohio 2/2/2015

IA
Georgia 12/16/2014

B
Pennsylvania 6/16/2023

B
Illinois 6/16/2023

B
South Carolina 7/17/2020

B
Indiana 10/14/2024

B
Tennessee 6/16/2023

B
Kentucky 6/16/2023

B
Texas 2/2/2015

B
Louisiana 2/2/2015

IA
Texas 10/1/2019

B
Maryland 6/16/2023

B
Vermont 6/16/2023

B
Massachusetts 10/14/2021

B
Virginia 2/2/2015

B
Michigan 6/16/2023

B
Washington 6/16/2023

B
Minnesota 6/16/2023

B
Wisconsin 6/16/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Dunwoody, GA
Registered with this firm since 12/16/2014

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Dunwoody, GA
Registered with this firm since 11/10/2014

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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.