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ALEXANDER MATTHEW PARKER
CRD#: 6371175
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 655 FOX RUN ROAD
SUITE B
FINDLAY, OH 45840
Registration History
2015201620172018201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2015 - 2024 (9 years)IAPRUDENTIAL FINANCIAL PLANNING ... (CRD# 5685)2016 - 2024 (8 years)
Disclosure(s)
View By:
3/11/2019
Customer Dispute
Settled
License(s)

State Registrations

B
Florida 11/18/2024

B
Pennsylvania 11/14/2024

B
Kansas 11/14/2024

B
South Carolina 11/14/2024

B
Kentucky 11/14/2024

B
Tennessee 11/14/2024

B
Michigan 11/14/2024

B
Texas 11/14/2024

B
New York 11/14/2024

IA
Texas 11/14/2024

B
Ohio 11/14/2024

B
Virginia 11/14/2024

IA
Ohio 11/14/2024

B
Wisconsin 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
655 FOX RUN ROAD SUITE B, FINDLAY, OH 45840
1848 E PERRY ST SUITE 100, PORT CLINTON, OH 43452
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
655 FOX RUN ROAD SUITE B, FINDLAY, OH 45840
1848 E PERRY ST SUITE 100, PORT CLINTON, OH 43452
Registered with this firm since 11/14/2024

Previous Registration(s)
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IA
11/18/2016 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Port Clinton, OH
B
07/17/2015 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Port Clinton, OH
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.